Dark
Light
System
Security
TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 58 Institutional holders with a total value of $242,694,907.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 2 0 0.00%
2 DEUTSCHE BANK AG\ 1 0 0.00%
3 BNP PARIBAS FINANCIAL MARKETS 1 36 0.00%
4 Thomas J. Herzfeld Advisors, Inc. 98 3,000 0.00%
5 HIGHLAND CAPITAL MANAGEMENT LP 306 11,000 0.00%
6 Manchester Capital Management LLC 850 30,000 0.01%
7 MCF Advisors LLC 860 31,000 0.01%
8 Tower Research Capital LLC (TRC) 970 34,000 0.01%
9 GLENMEDE TRUST CO NA 1,066 37,000 0.02%
10 MUFG Americas Holdings Corp 1,112 40,000 0.02%
11 People's United Financial, Inc. 1,144 41,000 0.02%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,494 53,000 0.02%
13 MSI Financial Services Inc 1,771 63,000 0.03%
14 CAPITAL GUARDIAN TRUST CO 2,105 75,000 0.03%
15 BANK OF MONTREAL /CAN/ 2,146 76,000 0.03%
16 D.A. DAVIDSON & CO. 2,400 85,000 0.04%
17 CENTRAL TRUST Co 2,542 90,000 0.04%
18 BROWN BROTHERS HARRIMAN & CO 4,000 142,000 0.06%
19 SeaBridge Investment Advisors LLC 4,644 165,000 0.07%
20 Winslow, Evans & Crocker, Inc. 5,054 179,620 0.07%
21 PNC FINANCIAL SERVICES GROUP, INC. 5,745 203,000 0.08%
22 CITIGROUP INC 5,974 213,000 0.09%
23 New England Private Wealth Advisors LLC 6,263 223,000 0.09%
24 OUTFITTER ADVISORS, LTD. 6,519 232,000 0.10%
25 J.P. Morgan Private Wealth Advisors LLC 6,649 236,000 0.10%
26 CAHILL FINANCIAL ADVISORS INC 7,016 250,000 0.10%
27 Bartlett & Co. LLC 8,623 306,000 0.13%
28 Lebenthal Holdings,LLC 9,119 315,000 0.13%
29 Virtu KCG Holdings LLC 9,219 328,000 0.14%
30 GUYASUTA INVESTMENT ADVISORS INC 10,000 355,000 0.15%
31 DAVENPORT & Co LLC 12,398 440,624 0.18%
32 AMERIPRISE FINANCIAL INC 13,806 491,000 0.20%
33 WEDBUSH SECURITIES INC 14,181 504,000 0.21%
34 HighTower Advisors, LLC 17,685 629,000 0.26%
35 BAIRD FINANCIAL GROUP, INC. 20,164 717,000 0.30%
36 STIFEL FINANCIAL CORP 21,850 777,000 0.32%
37 Fiduciary Trust Co International of Pennsylvania 21,614 791,000 0.33%
38 Cetera Advisor Networks LLC 24,980 872,000 0.36%
39 Sigma Planning Corp 32,189 1,144,000 0.47%
40 BANK OF AMERICA CORP /DE/ 32,638 1,160,000 0.48%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,331 1,433,000 0.59%
42 Commonwealth Equity Services, Inc 40,462 1,438,000 0.59%
43 RAYMOND JAMES & ASSOCIATES 40,756 1,448,000 0.60%
44 OPPENHEIMER & CO INC 47,042 1,672,000 0.69%
45 FIRST TRUST ADVISORS LP 49,251 1,750,000 0.72%
46 AMERICAN INTERNATIONAL GROUP, INC. 52,888 1,879,627 0.77%
47 Janney Montgomery Scott LLC 57,681 2,050,000 0.84%
48 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 79,765 2,835,000 1.17%
49 HL FINANCIAL SERVICES LLC 83,588 2,971,000 1.22%
50 Advisors Asset Management, Inc. 94,771 3,368,000 1.39%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.