Dark
Light
System
Security
TEKLA HEALTHCARE INVS
TEKLA HEALTHCARE INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 63 Institutional holders with a total value of $169,107,048.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,289,049 82,555,000 48.82%
2 UBS Group AG 488,605 12,264,000 7.25%
3 ING GROEP NV 441,134 11,072,000 6.55%
4 WELLS FARGO & COMPANY/MN 408,029 10,242,000 6.06%
5 NEEDHAM INVESTMENT MANAGEMENT LLC 391,090 9,816,000 5.80%
6 ROYAL BANK OF CANADA 330,246 8,290,000 4.90%
7 RAYMOND JAMES & ASSOCIATES 205,360 5,155,000 3.05%
8 BANK OF AMERICA CORP /DE/ 112,221 2,817,000 1.67%
9 United Asset Strategies, Inc. 105,622 2,651,000 1.57%
10 Janney Montgomery Scott LLC 102,925 2,583,000 1.53%
11 BANK OF NOVA SCOTIA 84,575 2,123,000 1.26%
12 GOLDMAN SACHS GROUP INC 83,330 2,092,000 1.24%
13 Commonwealth Equity Services, Inc 76,519 1,921,000 1.14%
14 COHEN & STEERS, INC. 50,077 1,257,000 0.74%
15 HL FINANCIAL SERVICES LLC 48,303 1,212,000 0.72%
16 OPPENHEIMER & CO INC 46,027 1,156,000 0.68%
17 Raymond James Financial Services Advisors, Inc. 40,156 1,008,000 0.60%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 36,549 917,000 0.54%
19 WEDBUSH SECURITIES INC 35,337 887,000 0.52%
20 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 35,322 887,000 0.52%
21 LPL Financial LLC 30,532 766,000 0.45%
22 AMERIPRISE FINANCIAL INC 28,473 715,000 0.42%
23 Cetera Advisor Networks LLC 28,094 705,000 0.42%
24 Creative Planning 23,697 595,000 0.35%
25 DAVENPORT & Co LLC 21,900 549,690 0.33%
26 Fiduciary Trust Co International of Pennsylvania 21,734 546,000 0.32%
27 BAIRD FINANCIAL GROUP, INC. 17,702 444,000 0.26%
28 Regis Management CO LLC 16,386 411,000 0.24%
29 STIFEL FINANCIAL CORP 15,584 395,000 0.23%
30 HighTower Advisors, LLC 14,029 354,000 0.21%
31 J.P. Morgan Private Wealth Advisors LLC 13,672 343,000 0.20%
32 ADVISOR GROUP, INC. 10,518 264,000 0.16%
33 LAUREL WEALTH ADVISORS, INC. 9,581 240,000 0.14%
34 New England Private Wealth Advisors LLC 9,470 238,000 0.14%
35 PNC FINANCIAL SERVICES GROUP, INC. 8,740 218,000 0.13%
36 Bartlett & Co. LLC 8,623 216,000 0.13%
37 D.A. DAVIDSON & CO. 6,250 156,000 0.09%
38 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 4,643 116,000 0.07%
39 Tower Research Capital LLC (TRC) 4,455 112,000 0.07%
40 GLENMEDE TRUST CO NA 4,152 99,000 0.06%
41 GENEOS WEALTH MANAGEMENT INC. 3,569 89,000 0.05%
42 FEDERATION DES CAISSES DESJARDINS DU QUEBEC 3,000 75,300 0.04%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,920 73,000 0.04%
44 IFP ADVISORS, INC 2,756 69,000 0.04%
45 Advisory Services Network, LLC 2,762 69,000 0.04%
46 PARALLEL ADVISORS, LLC 2,635 68,000 0.04%
47 North Star Investment Management Corp. 2,403 60,000 0.04%
48 CAPITAL BANK & TRUST CO 2,144 54,000 0.03%
49 BANK OF MONTREAL /CAN/ 2,146 54,000 0.03%
50 People's United Financial, Inc. 1,144 29,000 0.02%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.