| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 37,549 | 505,000 | 29.38% | ||
| 2 | LPL Financial LLC | 28,998 | 391,000 | 22.75% | ||
| 3 | MORGAN STANLEY | 15,849 | 213,000 | 12.39% | ||
| 4 | Nuveen Asset Management, LLC | 10,948 | 147,000 | 8.55% | ||
| 5 | UBS AG | 9,338 | 126,000 | 7.33% | ||
| 6 | US BANCORP \DE\ | 7,588 | 102,000 | 5.93% | ||
| 7 | AMERIPRISE FINANCIAL INC | 5,622 | 76,000 | 4.42% | ||
| 8 | WFG Advisors, LP | 3,869 | 52,000 | 3.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 3,816 | 51,000 | 2.97% | ||
| 10 | PRIVATE TRUST CO NA | 1,430 | 19,000 | 1.11% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,000 | 13,000 | 0.76% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.47% | ||
| 13 | CITIGROUP INC | 569 | 8,000 | 0.47% | ||
| 14 | Creative Planning | 400 | 5,000 | 0.29% | ||
| 15 | Ground Swell Capital, LLC | 200 | 3,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
