| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 44,556 | 610,000 | 33.48% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 32,979 | 452,000 | 24.81% | ||
| 3 | MORGAN STANLEY | 17,203 | 236,000 | 12.95% | ||
| 4 | Nuveen Asset Management, LLC | 10,948 | 150,000 | 8.23% | ||
| 5 | UBS Group AG | 8,838 | 121,000 | 6.64% | ||
| 6 | US BANCORP \DE\ | 7,588 | 104,000 | 5.71% | ||
| 7 | WELLS FARGO & COMPANY/MN | 3,417 | 46,000 | 2.52% | ||
| 8 | WFG Advisors, LP | 2,514 | 34,000 | 1.87% | ||
| 9 | Creative Planning | 2,310 | 32,000 | 1.76% | ||
| 10 | CITIGROUP INC | 1,131 | 15,000 | 0.82% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 1,000 | 14,000 | 0.77% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.44% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
