| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 44,659 | 617,000 | 28.33% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 28,573 | 397,000 | 18.23% | ||
| 3 | MORGAN STANLEY | 18,250 | 254,000 | 11.66% | ||
| 4 | Curi Capital, LLC | 17,851 | 248,000 | 11.39% | ||
| 5 | Nuveen Asset Management, LLC | 10,948 | 152,000 | 6.98% | ||
| 6 | UBS Group AG | 7,602 | 106,000 | 4.87% | ||
| 7 | US BANCORP \DE\ | 7,588 | 105,000 | 4.82% | ||
| 8 | DUBUQUE BANK & TRUST CO | 5,915 | 82,000 | 3.77% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 4,924 | 69,000 | 3.17% | ||
| 10 | WEALTHCARE CAPITAL MANAGEMENT LLC | 2,594 | 36,000 | 1.65% | ||
| 11 | WELLS FARGO & COMPANY/MN | 2,304 | 32,000 | 1.47% | ||
| 12 | Jackson Wealth Management, LLC | 1,794 | 25,000 | 1.15% | ||
| 13 | Creative Planning | 1,310 | 18,000 | 0.83% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 1,000 | 14,000 | 0.64% | ||
| 15 | RISK PARADIGM GROUP, LLC | 930 | 12,927 | 0.59% | ||
| 16 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.37% | ||
| 17 | NORTHERN TRUST CORP | 13,800 | 2,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
