| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 45,275 | 593,000 | 40.15% | ||
| 2 | MORGAN STANLEY | 18,282 | 236,000 | 15.98% | ||
| 3 | AMERIPRISE FINANCIAL INC | 11,927 | 154,000 | 10.43% | ||
| 4 | Nuveen Asset Management, LLC | 10,948 | 141,000 | 9.55% | ||
| 5 | US BANCORP \DE\ | 7,588 | 98,000 | 6.64% | ||
| 6 | UBS Group AG | 7,602 | 98,000 | 6.64% | ||
| 7 | DUBUQUE BANK & TRUST CO | 5,915 | 76,000 | 5.15% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,304 | 30,000 | 2.03% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,567 | 20,000 | 1.35% | ||
| 10 | RISK PARADIGM GROUP, LLC | 930 | 11,979 | 0.81% | ||
| 11 | Tower Research Capital LLC (TRC) | 660 | 9,000 | 0.61% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.54% | ||
| 13 | NORTHERN TRUST CORP | 13,800 | 2,000 | 0.14% | ||
| 14 | CITIGROUP INC | 7 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
