| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 64,839 | 930,000 | 30.92% | ||
| 2 | AMERIPRISE FINANCIAL INC | 24,120 | 346,000 | 11.50% | ||
| 3 | LPL Financial LLC | 24,492 | 343,000 | 11.40% | ||
| 4 | WELLS FARGO & COMPANY/MN | 22,037 | 316,000 | 10.51% | ||
| 5 | KEYBANK NATIONAL ASSOCIATION/OH | 21,845 | 313,000 | 10.41% | ||
| 6 | MORGAN STANLEY | 13,035 | 187,000 | 6.22% | ||
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,934 | 171,000 | 5.68% | ||
| 8 | US BANCORP \DE\ | 7,588 | 109,000 | 3.62% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 7,076 | 102,000 | 3.39% | ||
| 10 | MSI Financial Services Inc | 6,125 | 88,000 | 2.93% | ||
| 11 | UBS Group AG | 4,195 | 60,000 | 1.99% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 1,699 | 24,000 | 0.80% | ||
| 13 | ADVISOR GROUP, INC. | 1,252 | 18,000 | 0.60% | ||
| 14 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
