| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 43,722 | 603,000 | 34.80% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 19,899 | 274,000 | 15.81% | ||
| 3 | MORGAN STANLEY | 19,845 | 273,000 | 15.75% | ||
| 4 | AMERIPRISE FINANCIAL INC | 16,149 | 222,000 | 12.81% | ||
| 5 | UBS Group AG | 7,602 | 105,000 | 6.06% | ||
| 6 | US BANCORP \DE\ | 7,588 | 104,000 | 6.00% | ||
| 7 | MSI Financial Services Inc | 4,792 | 66,000 | 3.81% | ||
| 8 | WELLS FARGO & COMPANY/MN | 2,338 | 32,000 | 1.85% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 1,252 | 17,000 | 0.98% | ||
| 10 | Creative Planning | 910 | 13,000 | 0.75% | ||
| 11 | RISK PARADIGM GROUP, LLC | 930 | 12,787 | 0.74% | ||
| 12 | BENJAMIN F. EDWARDS & COMPANY, INC. | 600 | 8,000 | 0.46% | ||
| 13 | NORTHERN TRUST CORP | 18,800 | 3,000 | 0.17% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
