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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $47,325,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 JFS WEALTH ADVISORS, LLC 3 0 0.00%
2 Thomas J. Herzfeld Advisors, Inc. 67 1,000 0.00%
3 Barnett & Company, Inc. 529 10,000 0.02% PRN
4 MARK SHEPTOFF FINANCIAL PLANNING, LLC 669 13,000 0.03%
5 SeaBridge Investment Advisors LLC 956 19,000 0.04%
6 NEXT Financial Group, Inc 1,013 21,000 0.04%
7 North Star Investment Management Corp. 1,305 25,000 0.05%
8 PNC FINANCIAL SERVICES GROUP, INC. 1,359 26,000 0.05%
9 AllSquare Wealth Management LLC 2,084 40,000 0.08%
10 Advisory Services Network, LLC 2,284 44,000 0.09%
11 PARALLEL ADVISORS, LLC 2,500 51,000 0.11%
12 VALLEY NATIONAL ADVISERS INC 3,049 59,000 0.12%
13 CERITY PARTNERS LLC 10,000 194,000 0.41%
14 MERIDIAN INVESTMENT COUNSEL INC. 10,195 198,000 0.42%
15 IFP ADVISORS, INC 10,928 212,000 0.45%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,292 219,000 0.46%
17 Creative Planning 13,386 260,000 0.55%
18 BB&T SECURITIES, LLC 13,800 267,000 0.56%
19 Raymond James Financial Services Advisors, Inc. 14,526 282,000 0.60%
20 Janney Montgomery Scott LLC 15,563 302,000 0.64%
21 AMERIPRISE FINANCIAL INC 16,131 313,000 0.66%
22 ROYAL BANK OF CANADA 17,290 335,000 0.71%
23 OPPENHEIMER & CO INC 25,775 499,000 1.05%
24 STIFEL FINANCIAL CORP 25,889 506,000 1.07%
25 ADVISOR GROUP, INC. 30,255 587,000 1.24%
26 BANK OF AMERICA CORP /DE/ 32,051 621,000 1.31%
27 CLOUGH CAPITAL PARTNERS L P 48,545 825,000 1.74%
28 Commonwealth Equity Services, Inc 43,497 843,000 1.78%
29 Cambridge Investment Research Advisors, Inc. 46,593 903,000 1.91%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,956 988,000 2.09%
31 COHEN & STEERS, INC. 59,553 1,155,000 2.44%
32 BANK OF NOVA SCOTIA 60,436 1,172,000 2.48%
33 UBS Group AG 62,844 1,219,000 2.58%
34 RAYMOND JAMES & ASSOCIATES 95,273 1,847,000 3.90%
35 CITIGROUP INC 95,521 1,852,000 3.91%
36 LPL Financial LLC 121,526 2,345,000 4.96%
37 FLAGSHIP HARBOR ADVISORS, LLC 178,369 3,437,000 7.26%
38 WELLS FARGO & COMPANY/MN 190,992 3,703,000 7.82%
39 MORGAN STANLEY 556,003 10,781,000 22.78%
40 NEEDHAM INVESTMENT MANAGEMENT LLC 575,123 11,151,000 23.56%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.