| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 472,197 | 5,751,000 | 44.70% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 242,947 | 2,959,094 | 23.00% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 222,662 | 2,711,000 | 21.07% | ||
| 4 | MORGAN STANLEY | 32,730 | 398,000 | 3.09% | ||
| 5 | NATIONAL PLANNING CORP | 30,933 | 376,000 | 2.92% | ||
| 6 | MSI Financial Services Inc | 14,155 | 172,000 | 1.34% | ||
| 7 | Benchmark Capital Advisors | 12,400 | 151,000 | 1.17% | ||
| 8 | Invesco Ltd. | 11,227 | 137,000 | 1.06% | PRN | |
| 9 | BANK OF AMERICA CORP /DE/ | 6,396 | 78,000 | 0.61% | ||
| 10 | UBS AG | 2,592 | 32,000 | 0.25% | ||
| 11 | Creative Planning | 2,322 | 28,000 | 0.22% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,095 | 26,000 | 0.20% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,701 | 21,000 | 0.16% | ||
| 14 | ROYAL BANK OF CANADA | 1,209 | 15,000 | 0.12% | ||
| 15 | SATURNA CAPITAL CORP | 500 | 6,000 | 0.05% | ||
| 16 | WHITTIER TRUST CO | 400 | 5,000 | 0.04% | ||
| 17 | BARCLAYS PLC | 86 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
