| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 1,035,742 | 9,808,000 | 50.67% | ||
| 2 | Horizon Kinetics LLC | 310,951 | 2,945,000 | 15.21% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 267,672 | 2,535,000 | 13.10% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 133,078 | 1,267,000 | 6.55% | ||
| 5 | UBS Group AG | 106,433 | 1,008,000 | 5.21% | ||
| 6 | STIFEL FINANCIAL CORP | 43,717 | 414,000 | 2.14% | ||
| 7 | NATIONAL PLANNING CORP | 30,983 | 302,000 | 1.56% | ||
| 8 | MSI Financial Services Inc | 23,597 | 223,000 | 1.15% | ||
| 9 | LPL Financial LLC | 17,077 | 168,000 | 0.87% | ||
| 10 | Edge Wealth Management LLC | 17,300 | 165,000 | 0.85% | ||
| 11 | WELLS FARGO & COMPANY/MN | 12,753 | 120,000 | 0.62% | ||
| 12 | MORGAN STANLEY | 12,413 | 117,000 | 0.60% | ||
| 13 | Commonwealth Equity Services, Inc | 12,295 | 116,000 | 0.60% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 4,309 | 41,000 | 0.21% | ||
| 15 | IFP ADVISORS, INC | 3,160 | 30,000 | 0.15% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 3,200 | 30,000 | 0.15% | ||
| 17 | Creative Planning | 3,001 | 28,000 | 0.14% | ||
| 18 | BESSEMER GROUP INC | 2,769 | 26,000 | 0.13% | ||
| 19 | CITIGROUP INC | 521 | 5,000 | 0.03% | ||
| 20 | NEXT Financial Group, Inc | 625 | 5,000 | 0.03% | ||
| 21 | BARCLAYS PLC | 230 | 2,000 | 0.01% | ||
| 22 | Tower Research Capital LLC (TRC) | 68 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
