| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 1,062,739 | 9,820,000 | 54.02% | ||
| 2 | Horizon Kinetics LLC | 305,768 | 2,825,000 | 15.54% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 267,552 | 2,473,000 | 13.60% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 136,492 | 1,262,000 | 6.94% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 48,950 | 452,000 | 2.49% | ||
| 6 | NATIONAL PLANNING CORP | 22,734 | 201,000 | 1.11% | ||
| 7 | MORGAN STANLEY | 17,298 | 159,000 | 0.87% | ||
| 8 | MSI Financial Services Inc | 16,567 | 153,000 | 0.84% | ||
| 9 | Squarepoint Ops LLC | 13,200 | 122,000 | 0.67% | ||
| 10 | SG Americas Securities, LLC | 13,068 | 121,000 | 0.67% | ||
| 11 | Benchmark Capital Advisors | 12,400 | 115,000 | 0.63% | ||
| 12 | Commonwealth Equity Services, Inc | 11,919 | 110,000 | 0.61% | ||
| 13 | UBS Group AG | 7,557 | 70,000 | 0.39% | ||
| 14 | Edge Wealth Management LLC | 7,325 | 67,000 | 0.37% | SH | |
| 15 | WELLS FARGO & COMPANY/MN | 7,053 | 65,000 | 0.36% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 6,628 | 61,000 | 0.34% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 4,309 | 40,000 | 0.22% | ||
| 18 | Creative Planning | 3,001 | 28,000 | 0.15% | ||
| 19 | IFP ADVISORS, INC | 2,260 | 21,000 | 0.12% | ||
| 20 | SATURNA CAPITAL CORP | 500 | 5,000 | 0.03% | ||
| 21 | NEXT Financial Group, Inc | 625 | 5,000 | 0.03% | ||
| 22 | INTEGRATED WEALTH MANAGEMENT | 330 | 3,000 | 0.02% | ||
| 23 | CITIGROUP INC | 41 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
