| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 789,100 | 7,890,000 | 48.49% | ||
| 2 | ADVISOR GROUP, INC. | 257,762 | 2,578,000 | 15.84% | ||
| 3 | Horizon Kinetics LLC | 235,435 | 2,354,000 | 14.47% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 86,762 | 868,000 | 5.33% | ||
| 5 | MORGAN STANLEY | 58,414 | 584,000 | 3.59% | ||
| 6 | BESSEMER GROUP INC | 57,011 | 570,000 | 3.50% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 55,377 | 554,000 | 3.40% | ||
| 8 | Commonwealth Equity Services, Inc | 37,807 | 378,000 | 2.32% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 15,749 | 157,000 | 0.96% | ||
| 10 | WELLS FARGO & COMPANY/MN | 9,796 | 98,000 | 0.60% | ||
| 11 | UBS Group AG | 7,358 | 74,000 | 0.45% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 5,800 | 58,000 | 0.36% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,400 | 44,000 | 0.27% | ||
| 14 | North Star Investment Management Corp. | 3,500 | 35,000 | 0.22% | ||
| 15 | NEXT Financial Group, Inc | 2,090 | 21,000 | 0.13% | ||
| 16 | IFP ADVISORS, INC | 900 | 9,000 | 0.06% | ||
| 17 | MSI Financial Services Inc | 80 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
