| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 690,896 | 8,463,000 | 39.82% | ||
| 2 | Horizon Kinetics LLC | 470,180 | 5,760,000 | 27.11% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 240,202 | 2,942,475 | 13.85% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 204,199 | 2,501,000 | 11.77% | ||
| 5 | MORGAN STANLEY | 34,822 | 426,000 | 2.00% | ||
| 6 | NATIONAL PLANNING CORP | 30,498 | 374,000 | 1.76% | ||
| 7 | MSI Financial Services Inc | 14,155 | 173,000 | 0.81% | ||
| 8 | Benchmark Capital Advisors | 12,400 | 152,000 | 0.72% | ||
| 9 | Invesco Ltd. | 9,393 | 115,000 | 0.54% | PRN | |
| 10 | BANK OF AMERICA CORP /DE/ | 7,144 | 88,000 | 0.41% | ||
| 11 | US BANCORP \DE\ | 7,000 | 86,000 | 0.40% | ||
| 12 | UBS AG | 5,402 | 67,000 | 0.32% | ||
| 13 | Creative Planning | 2,322 | 28,000 | 0.13% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,095 | 26,000 | 0.12% | ||
| 15 | WELLS FARGO & COMPANY/MN | 1,701 | 21,000 | 0.10% | ||
| 16 | ROYAL BANK OF CANADA | 1,209 | 15,000 | 0.07% | ||
| 17 | SATURNA CAPITAL CORP | 500 | 6,000 | 0.03% | ||
| 18 | WHITTIER TRUST CO | 400 | 5,000 | 0.02% | ||
| 19 | Tower Research Capital LLC (TRC) | 200 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
