| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FIRST FOUNDATION ADVISORS | 983,539 | 9,344,000 | 51.60% | ||
| 2 | Horizon Kinetics LLC | 329,828 | 3,134,000 | 17.31% | ||
| 3 | AMERICAN INTERNATIONAL GROUP, INC. | 268,547 | 2,551,000 | 14.09% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 142,019 | 1,347,000 | 7.44% | ||
| 5 | MARINER INVESTMENT GROUP LLC | 73,218 | 696,000 | 3.84% | ||
| 6 | NATIONAL PLANNING CORP | 23,116 | 226,000 | 1.25% | ||
| 7 | MORGAN STANLEY | 17,699 | 167,000 | 0.92% | ||
| 8 | MSI Financial Services Inc | 14,155 | 134,000 | 0.74% | ||
| 9 | Benchmark Capital Advisors | 12,400 | 118,000 | 0.65% | ||
| 10 | UBS Group AG | 7,939 | 75,000 | 0.41% | ||
| 11 | WELLS FARGO & COMPANY/MN | 7,326 | 70,000 | 0.39% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 6,839 | 65,000 | 0.36% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 6,228 | 59,000 | 0.33% | ||
| 14 | Edge Wealth Management LLC | 5,000 | 48,000 | 0.27% | ||
| 15 | Creative Planning | 3,001 | 29,000 | 0.16% | ||
| 16 | Tower Research Capital LLC (TRC) | 1,848 | 18,000 | 0.10% | ||
| 17 | Windsor Capital Management, LLC | 1,300 | 12,000 | 0.07% | ||
| 18 | CITIGROUP INC | 850 | 8,000 | 0.04% | ||
| 19 | SATURNA CAPITAL CORP | 500 | 5,000 | 0.03% | ||
| 20 | INTEGRATED WEALTH MANAGEMENT | 330 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
