| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | NEXT Financial Group, Inc | 625 | 6,000 | 0.03% | ||
| 2 | WEALTHPLAN PARTNERS, LLC | 4,000 | 19,459 | 0.10% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 3,200 | 31,000 | 0.15% | ||
| 4 | IFP ADVISORS, INC | 3,160 | 31,000 | 0.15% | ||
| 5 | North Star Investment Management Corp. | 3,500 | 34,000 | 0.17% | ||
| 6 | Parkside Financial Bank & Trust | 4,069 | 40,000 | 0.20% | ||
| 7 | WELLS FARGO & COMPANY/MN | 9,047 | 88,000 | 0.44% | ||
| 8 | Commonwealth Equity Services, Inc | 12,295 | 120,000 | 0.60% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,224 | 177,000 | 0.88% | ||
| 10 | MSI Financial Services Inc | 23,597 | 229,000 | 1.14% | ||
| 11 | ROBINSON CAPITAL MANAGEMENT, LLC | 24,587 | 239,000 | 1.19% | ||
| 12 | MORGAN STANLEY | 24,772 | 241,000 | 1.20% | ||
| 13 | STIFEL FINANCIAL CORP | 25,027 | 243,000 | 1.21% | ||
| 14 | BESSEMER GROUP INC | 47,134 | 458,000 | 2.28% | ||
| 15 | UBS Group AG | 73,766 | 717,000 | 3.56% | ||
| 16 | GUGGENHEIM CAPITAL LLC | 98,205 | 955,000 | 4.75% | ||
| 17 | NATIONAL PLANNING CORP | 199,099 | 2,011,000 | 10.00% | ||
| 18 | ADVISOR GROUP, INC. | 263,542 | 2,560,000 | 12.72% | ||
| 19 | Horizon Kinetics LLC | 306,250 | 2,977,000 | 14.80% | ||
| 20 | FIRST FOUNDATION ADVISORS | 920,106 | 8,943,000 | 44.45% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
