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PCM FUND INC
PCM FUND INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 21 Institutional holders with a total value of $18,738,920.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHPLAN PARTNERS, LLC 2,000 19,920 0.11%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,000 20,000 0.11%
3 NEXT Financial Group, Inc 2,090 21,000 0.11%
4 IFP ADVISORS, INC 3,160 32,000 0.17%
5 North Star Investment Management Corp. 3,500 35,000 0.19%
6 BANK OF AMERICA CORP /DE/ 5,512 55,000 0.29%
7 UBS Group AG 6,024 60,000 0.32%
8 MSI Financial Services Inc 6,440 64,000 0.34%
9 Parkside Financial Bank & Trust 6,583 66,000 0.35%
10 WELLS FARGO & COMPANY/MN 9,330 93,000 0.50%
11 RAYMOND JAMES & ASSOCIATES 15,749 157,000 0.84%
12 Virtu KCG Holdings LLC 16,024 160,000 0.85%
13 Commonwealth Equity Services, Inc 29,702 297,000 1.58%
14 MORGAN STANLEY 48,527 485,000 2.59%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,605 506,000 2.70%
16 BESSEMER GROUP INC 57,011 570,000 3.04%
17 GUGGENHEIM CAPITAL LLC 79,162 792,000 4.23%
18 NATIONAL PLANNING CORP 195,042 1,944,000 10.37%
19 ADVISOR GROUP, INC. 259,762 2,598,000 13.86%
20 Horizon Kinetics LLC 271,981 2,720,000 14.52%
21 FIRST FOUNDATION ADVISORS 804,452 8,044,000 42.93%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.