Dark
Light
System
Security
PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 190 Institutional holders with a total value of $2,032,241,866.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 First Heartland Consultants, Inc. 15,200 363,000 0.02%
52 First Western Capital Management Co 15,514 371,000 0.02%
53 HBK INVESTMENTS L P 15,585 372,000 0.02%
54 SUNTRUST BANKS INC 16,011 381,000 0.02%
55 PANAGORA ASSET MANAGEMENT INC 16,832 402,000 0.02%
56 PEAK6 Group LLC 17,700 423,000 0.02% Put
57 PRELUDE CAPITAL MANAGEMENT, LLC 17,800 425,000 0.02%
58 NISA INVESTMENT ADVISORS, LLC 18,000 430,000 0.02%
59 GENERAL MOTORS INVESTMENT MANAGEMENT CORP 17,979 430,000 0.02%
60 FIRST TRUST ADVISORS LP 18,572 444,000 0.02%
61 BARCLAYS PLC 20,383 468,000 0.02%
62 D. E. Shaw & Co., Inc. 20,000 478,000 0.02% Call
63 Old West Investment Management, LLC 20,000 478,000 0.02%
64 Janney Montgomery Scott LLC 20,670 494,022 0.02%
65 Absolute Return Capital, LLC 20,708 495,000 0.02%
66 PRINCIPAL FINANCIAL GROUP INC 20,903 500,000 0.02%
67 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 21,998 526,000 0.03%
68 CREDIT AGRICOLE S A 22,313 533,000 0.03%
69 OPPENHEIMER & CO INC 22,346 534,000 0.03%
70 Peregrine Asset Advisers, Inc. 22,400 535,000 0.03%
71 US BANCORP \DE\ 22,507 538,000 0.03%
72 ROYAL BANK OF CANADA 22,497 538,000 0.03%
73 Spot Trading L.L.C 23,000 550,000 0.03% Call
74 GUGGENHEIM CAPITAL LLC 23,259 556,000 0.03%
75 Cortina Asset Management, LLC 24,620 588,000 0.03%
76 STRS OHIO 25,200 602,000 0.03%
77 Robert W. Baird & Co. Inc 26,123 624,000 0.03%
78 Edge Wealth Management LLC 28,506 681,000 0.03%
79 Cerity Partners OCIO LLC 28,956 692,000 0.03%
80 PRICE T ROWE ASSOCIATES INC /MD/ 29,000 693,000 0.03%
81 AXA S.A. 29,300 700,000 0.03%
82 MILLER VALUE PARTNERS, LLC 35,000 837,000 0.04%
83 Placemark Investments, Inc. 35,138 839,000 0.04%
84 CURIAN CAPITAL LLC 36,220 866,000 0.04%
85 VOYA INVESTMENT MANAGEMENT LLC 36,897 882,000 0.04%
86 Nine Chapters Capital Management LLC 40,000 956,000 0.05%
87 Wills Financial Group, Inc. 40,500 967,000 0.05%
88 CITIGROUP INC 40,757 974,000 0.05%
89 UBS AG 40,900 978,000 0.05% Call
90 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,100 1,030,000 0.05% Call
91 MANAGED ACCOUNT ADVISORS LLC 45,833 1,096,000 0.05%
92 BLACKROCK ADVISORS LLC 47,207 1,128,000 0.06%
93 AMERICAN INTERNATIONAL GROUP, INC. 48,945 1,169,786 0.06%
94 PARAMETRIC PORTFOLIO ASSOCIATES LLC 49,056 1,172,000 0.06%
95 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 49,606 1,186,000 0.06%
96 IndexIQ Advisors LLC 50,928 1,217,000 0.06%
97 WHITTIER TRUST CO 51,135 1,222,000 0.06%
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,700 1,236,000 0.06% Put
99 MANUFACTURERS LIFE INSURANCE COMPANY, THE 52,452 1,254,000 0.06%
100 FIRST MERCANTILE TRUST CO 54,300 1,298,000 0.06%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.