Dark
Light
System
Security
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 20 Institutional holders with a total value of $14,579,644.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ROYAL BANK OF CANADA 116,576 6,559,000 44.99%
2 LPL Financial LLC 31,904 1,795,000 12.31%
3 Bluefin Trading, LLC 16,483 900,000 6.17%
4 STIFEL FINANCIAL CORP 15,238 857,000 5.88%
5 NATIONAL PLANNING CORP 13,517 756,000 5.19%
6 Virtu KCG Holdings LLC 12,681 714,000 4.90%
7 Advisory Services Network, LLC 11,228 632,000 4.33%
8 Allen Investment Management, LLC 10,023 564,000 3.87%
9 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 7,757 436,000 2.99%
10 BANK OF AMERICA CORP /DE/ 6,326 356,000 2.44%
11 Commonwealth Equity Services, Inc 5,253 296,000 2.03%
12 MORGAN STANLEY 4,721 266,000 1.82%
13 WELLS FARGO & COMPANY/MN 2,890 162,000 1.11%
14 Creative Planning 2,199 124,000 0.85%
15 UBS AG 1,862 104,000 0.71%
16 Lehman Financial Resources, Inc. 400 23,000 0.16%
17 NEW ENGLAND SECURITIES CORP /MA/ 305 17,000 0.12%
18 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 266 15,000 0.10%
19 AMERICAN INTERNATIONAL GROUP, INC. 47 2,644 0.02%
20 MSI Financial Services Inc 26 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.