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PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $39,695,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 543,357 30,298,000 76.33%
2 ROYAL BANK OF CANADA 34,789 1,940,000 4.89%
3 LPL Financial LLC 26,868 1,512,000 3.81%
4 COLONY GROUP LLC 26,390 1,472,000 3.71%
5 MORGAN STANLEY 23,814 1,328,000 3.35%
6 JANE STREET GROUP, LLC 13,587 758,000 1.91%
7 BANK HAPOALIM BM 10,023 559,000 1.41% PRN
8 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 5,380 300,000 0.76%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 5,010 279,000 0.70%
10 GW HENSSLER & ASSOCIATES LTD 4,766 266,000 0.67%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,869 215,000 0.54%
12 Cambridge Investment Research Advisors, Inc. 3,747 209,000 0.53%
13 UBS Group AG 2,262 127,000 0.32%
14 Creative Planning 2,199 123,000 0.31%
15 BANK OF AMERICA CORP /DE/ 1,395 78,000 0.20%
16 WELLS FARGO & COMPANY/MN 1,096 61,000 0.15%
17 PNC FINANCIAL SERVICES GROUP, INC. 591 33,000 0.08%
18 MSI Financial Services Inc 540 30,000 0.08%
19 Carroll Financial Associates, Inc. 490 27,000 0.07%
20 Advisory Services Network, LLC 450 25,000 0.06%
21 Lehman Financial Resources, Inc. 400 22,000 0.06%
22 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 205 11,000 0.03%
23 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 183 10,000 0.03%
24 US BANCORP \DE\ 100 6,000 0.02%
25 NEXT Financial Group, Inc 105 5,000 0.01%
26 Tower Research Capital LLC (TRC) 25 1,000 0.00%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.