| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | F-Squared Investment Management, LLC | 1,081,908 | 62,880,000 | 85.14% | ||
| 2 | ROYAL BANK OF CANADA | 47,326 | 2,751,000 | 3.72% | ||
| 3 | LPL Financial LLC | 29,245 | 1,700,000 | 2.30% | ||
| 4 | WELLS FARGO & COMPANY/MN | 25,930 | 1,507,000 | 2.04% | ||
| 5 | Placemark Investments, Inc. | 25,051 | 1,456,000 | 1.97% | ||
| 6 | NATIONAL PLANNING CORP | 11,796 | 686,000 | 0.93% | ||
| 7 | Advisory Services Network, LLC | 11,110 | 646,000 | 0.87% | ||
| 8 | Allen Investment Management, LLC | 10,023 | 583,000 | 0.79% | ||
| 9 | Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 7,765 | 451,000 | 0.61% | ||
| 10 | MORGAN STANLEY | 5,781 | 336,000 | 0.45% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 5,338 | 310,000 | 0.42% | ||
| 12 | Commonwealth Equity Services, Inc | 4,318 | 251,000 | 0.34% | ||
| 13 | Creative Planning | 2,199 | 128,000 | 0.17% | ||
| 14 | UBS AG | 1,816 | 105,000 | 0.14% | ||
| 15 | NEW ENGLAND SECURITIES CORP /MA/ | 545 | 32,000 | 0.04% | ||
| 16 | Lehman Financial Resources, Inc. | 400 | 23,000 | 0.03% | ||
| 17 | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | 132 | 8,000 | 0.01% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 47 | 2,732 | 0.00% | ||
| 19 | MSI Financial Services Inc | 26 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
