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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 23 Institutional holders with a total value of $85,796,664.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Jefferies Group LLC 821,649 46,571,000 54.28%
2 ROYAL BANK OF CANADA 488,158 27,669,000 32.25%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,155 4,657,000 5.43%
4 LPL Financial LLC 29,516 1,688,000 1.97%
5 JPMORGAN CHASE & CO 22,555 1,278,000 1.49%
6 Advisory Services Network, LLC 11,523 653,000 0.76%
7 Allen Investment Management, LLC 10,023 568,000 0.66%
8 Virtu KCG Holdings LLC 8,747 496,000 0.58%
9 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 6,614 375,000 0.44%
10 MORGAN STANLEY 6,097 345,000 0.40%
11 WELLS FARGO & COMPANY/MN 5,917 335,000 0.39%
12 BANK OF AMERICA CORP /DE/ 5,410 307,000 0.36%
13 Cambridge Investment Research Advisors, Inc. 4,383 248,000 0.29%
14 Commonwealth Equity Services, Inc 4,318 245,000 0.29%
15 UBS AG 2,242 127,000 0.15%
16 Creative Planning 2,199 125,000 0.15%
17 CITIGROUP INC 564 32,000 0.04%
18 NEW ENGLAND SECURITIES CORP /MA/ 545 31,000 0.04%
19 Lehman Financial Resources, Inc. 400 23,000 0.03%
20 MSI Financial Services Inc 156 9,000 0.01%
21 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 132 7,000 0.01%
22 NEXT Financial Group, Inc 90 5,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 47 2,664 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.