Dark
Light
System
Security
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $41,046,811.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 587,372 32,449,000 79.05%
2 LPL Financial LLC 45,758 2,543,000 6.20%
3 ROYAL BANK OF CANADA 38,438 2,124,000 5.17%
4 COLONY GROUP LLC 24,120 1,333,000 3.25%
5 BANK HAPOALIM BM 10,023 554,000 1.35% PRN
6 Estate Counselors, LLC 9,000 497,000 1.21%
7 MORGAN STANLEY 8,756 483,000 1.18%
8 BANK OF AMERICA CORP /DE/ 5,296 293,000 0.71%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,050 224,000 0.55%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,661 202,000 0.49%
11 PNC FINANCIAL SERVICES GROUP, INC. 1,791 99,000 0.24%
12 UBS Group AG 1,483 82,000 0.20%
13 WELLS FARGO & COMPANY/MN 1,097 61,000 0.15%
14 MSI Financial Services Inc 572 32,000 0.08%
15 Carroll Financial Associates, Inc. 425 23,000 0.06%
16 WEALTHPLAN PARTNERS, LLC 250 13,811 0.03%
17 IFP ADVISORS, INC 235 13,000 0.03%
18 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 183 10,000 0.02%
19 US BANCORP \DE\ 100 6,000 0.01%
20 NEXT Financial Group, Inc 105 5,000 0.01%
21 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.