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PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 23 Institutional holders with a total value of $19,326,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 163,424 9,387,000 48.57%
2 LPL Financial LLC 41,867 2,412,000 12.48%
3 WOLVERINE TRADING LP /BD 24,974 1,435,000 7.43%
4 JANE STREET GROUP, LLC 24,164 1,388,000 7.18%
5 Estate Counselors, LLC 16,000 919,000 4.76%
6 MORGAN STANLEY 10,966 630,000 3.26%
7 ROYAL BANK OF CANADA 10,667 613,000 3.17%
8 CORRADO ADVISORS, LLC 9,100 523,000 2.71%
9 BANK OF AMERICA CORP /DE/ 8,212 472,000 2.44%
10 AMERIPRISE FINANCIAL INC 4,519 260,000 1.35%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,343 249,000 1.29%
12 First Allied Advisory Services, Inc. 4,161 239,000 1.24%
13 WELLS FARGO & COMPANY/MN 3,938 226,000 1.17%
14 FLOW TRADERS U.S. LLC 3,923 225,000 1.16%
15 CREATIVE FINANCIAL DESIGNS INC /ADV 2,199 126,000 0.65%
16 VERSANT CAPITAL MANAGEMENT, INC 1,575 90,000 0.47%
17 PNC FINANCIAL SERVICES GROUP, INC. 825 47,000 0.24%
18 MSI Financial Services Inc 557 32,000 0.17%
19 Carroll Financial Associates, Inc. 425 24,000 0.12%
20 JACOBI CAPITAL MANAGEMENT LLC 300 17,000 0.09%
21 NEXT Financial Group, Inc 105 6,000 0.03%
22 US BANCORP \DE\ 100 6,000 0.03%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.