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PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 24 Institutional holders with a total value of $63,870,711.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 780,861 45,040,000 70.52%
2 ROYAL BANK OF CANADA 203,318 11,728,000 18.36%
3 LPL Financial LLC 39,563 2,300,000 3.60%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,530 1,473,000 2.31%
5 MORGAN STANLEY 19,527 1,127,000 1.76%
6 Allen Investment Management, LLC 10,023 578,000 0.90%
7 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 6,614 381,000 0.60%
8 Cambridge Investment Research Advisors, Inc. 4,320 249,000 0.39%
9 Commonwealth Equity Services, Inc 3,843 222,000 0.35%
10 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,661 211,000 0.33%
11 BANK OF AMERICA CORP /DE/ 2,595 150,000 0.23%
12 Creative Planning 2,199 127,000 0.20%
13 WELLS FARGO & COMPANY/MN 1,362 79,000 0.12%
14 PNC FINANCIAL SERVICES GROUP, INC. 1,267 73,000 0.11%
15 MSI Financial Services Inc 696 40,000 0.06%
16 Advisory Services Network, LLC 469 27,000 0.04%
17 Lehman Financial Resources, Inc. 400 23,000 0.04%
18 CITIGROUP INC 313 18,000 0.03%
19 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 119 7,000 0.01%
20 US BANCORP \DE\ 100 6,000 0.01%
21 NEXT Financial Group, Inc 90 5,000 0.01%
22 UBS Group AG 75 4,000 0.01%
23 AMERICAN INTERNATIONAL GROUP, INC. 47 2,711 0.00%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.