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PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND
PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 26 Institutional holders with a total value of $56,637,675.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 5 0 0.00%
3 AMERICAN INTERNATIONAL GROUP, INC. 47 2,675 0.00%
4 NEXT Financial Group, Inc 90 5,000 0.01%
5 US BANCORP \DE\ 100 6,000 0.01%
6 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 183 10,000 0.02%
7 CITIGROUP INC 313 18,000 0.03%
8 Lehman Financial Resources, Inc. 400 22,000 0.04%
9 Carroll Financial Associates, Inc. 425 24,000 0.04%
10 Advisory Services Network, LLC 469 27,000 0.05%
11 MSI Financial Services Inc 540 31,000 0.05%
12 PNC FINANCIAL SERVICES GROUP, INC. 591 34,000 0.06%
13 WELLS FARGO & COMPANY/MN 738 42,000 0.07%
14 UBS Group AG 750 43,000 0.08%
15 BANK OF AMERICA CORP /DE/ 1,797 102,000 0.18%
16 Commonwealth Equity Services, Inc 3,680 209,000 0.37%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,869 220,000 0.39%
18 COLONY GROUP LLC 4,000 228,000 0.40%
19 Cambridge Investment Research Advisors, Inc. 4,320 246,000 0.43%
20 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 5,380 306,000 0.54%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,825 445,000 0.79%
22 BANK HAPOALIM BM 10,023 570,000 1.01% PRN
23 MORGAN STANLEY 29,386 1,673,000 2.95%
24 LPL Financial LLC 40,752 2,324,000 4.10%
25 ROYAL BANK OF CANADA 111,563 6,349,000 11.21%
26 Allianz Asset Management GmbH 767,922 43,701,000 77.16%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.