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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 69 Institutional holders with a total value of $91,610,263.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 2,063,134 24,262,000 26.48%
2 UBS AG 1,499,937 17,489,000 19.09%
3 Cambridge Investment Research Advisors, Inc. 612,495 7,146,000 7.80%
4 Cetera Advisor Networks LLC 358,456 4,171,000 4.55%
5 ROYAL BANK OF CANADA 325,000 3,789,000 4.14%
6 MSI Financial Services Inc 318,720 3,716,000 4.06%
7 MORGAN STANLEY 317,498 3,702,000 4.04%
8 AMUNDI ASSET MANAGEMENT US, INC. 264,537 3,085,000 3.37%
9 WELLS FARGO & COMPANY/MN 259,130 3,022,000 3.30%
10 Index Management Solutions, LLC 254,125 2,963,000 3.23%
11 NATIONAL PLANNING CORP 162,456 1,901,000 2.08%
12 Perigon Wealth Management, LLC 106,973 1,247,000 1.36%
13 FMR LLC 82,002 956,000 1.04%
14 Commonwealth Equity Services, Inc 67,047 782,000 0.85%
15 PNC FINANCIAL SERVICES GROUP, INC. 64,091 747,000 0.82%
16 JANE STREET GROUP, LLC 63,222 737,000 0.80%
17 BANK OF AMERICA CORP /DE/ 60,635 706,000 0.77%
18 CITY NATIONAL BANK 60,000 700,000 0.76%
19 DOLIVER ADVISORS, LP 59,054 689,000 0.75%
20 NEXT Financial Group, Inc 54,978 641,000 0.70%
21 First Allied Advisory Services, Inc. 52,034 607,000 0.66%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 45,816 534,000 0.58%
23 WFG Advisors, LP 45,326 528,000 0.58%
24 VestGen Investment Management 45,000 525,000 0.57%
25 Creative Planning 40,608 473,000 0.52%
26 AQR CAPITAL MANAGEMENT LLC 40,400 471,000 0.51%
27 Aviance Capital Partners, LLC 39,150 456,000 0.50%
28 AMERICAN INTERNATIONAL GROUP, INC. 38,788 452,263 0.49%
29 Investors Capital Advisory Services 34,110 397,000 0.43%
30 GOLDMAN SACHS GROUP INC 33,448 390,000 0.43%
31 IFC Holdings Incorporated/FL 31,779 371,000 0.40%
32 Concert Wealth Management Inc. 30,580 361,000 0.39%
33 Transamerica Financial Advisors, LLC 26,554 310,000 0.34%
34 Bank of New York Mellon Corp 22,913 268,000 0.29%
35 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,006 268,000 0.29%
36 Apriem Advisors 19,077 222,000 0.24%
37 Virtu KCG Holdings LLC 18,521 216,000 0.24%
38 TRUSTMARK BANK TRUST DEPARTMENT 18,448 215,000 0.23%
39 VSR Financial Services, Inc. 15,376 179,000 0.20%
40 OLD NATIONAL BANCORP /IN/ 14,125 165,000 0.18%
41 Private Advisor Group, LLC 13,854 162,000 0.18%
42 WEDBUSH SECURITIES INC 13,507 157,000 0.17%
43 Essex Financial Services, Inc. 12,670 148,000 0.16%
44 AMERIPRISE FINANCIAL INC 12,535 146,000 0.16%
45 SII INVESTMENTS INC/WI 11,988 139,000 0.15%
46 Fiduciary Trust Co International of Pennsylvania 11,900 139,000 0.15%
47 DEUTSCHE BANK AG\ 11,382 132,000 0.14%
48 KEYBANK NATIONAL ASSOCIATION/OH 10,200 119,000 0.13%
49 CITIGROUP INC 8,720 102,000 0.11%
50 Gary Goldberg Planning Services Inc 8,600 100,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.