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PIMCO HIGH INCOME FD
PIMCO HIGH INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 68 Institutional holders with a total value of $45,876,027.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 683,462 5,748,000 12.53%
2 MORGAN STANLEY 612,181 5,007,000 10.91%
3 COHEN & STEERS, INC. 539,471 4,413,000 9.62%
4 Cetera Advisor Networks LLC 443,240 3,628,000 7.91%
5 Commonwealth Equity Services, Inc 410,870 3,361,000 7.33%
6 MSI Financial Services Inc 385,333 3,152,000 6.87%
7 Squarepoint Ops LLC 225,892 1,848,000 4.03%
8 Stratford Consulting, LLC 201,650 1,649,000 3.59%
9 AMERICAN INTERNATIONAL GROUP, INC. 198,111 1,620,000 3.53%
10 SG Americas Securities, LLC 184,819 1,512,000 3.30%
11 SHEAFF BROCK INVESTMENT ADVISORS, LLC 165,247 1,352,000 2.95%
12 WELLS FARGO & COMPANY/MN 126,051 1,032,000 2.25%
13 BANK OF AMERICA CORP /DE/ 112,853 924,000 2.01%
14 NATIONAL PLANNING CORP 101,933 823,000 1.79%
15 Virtu KCG Holdings LLC 89,988 736,000 1.60%
16 UBS Group AG 88,939 728,000 1.59%
17 Laurion Capital Management LP 87,671 717,000 1.56%
18 CITIGROUP INC 66,885 547,000 1.19%
19 NEXT Financial Group, Inc 66,045 540,000 1.18%
20 VSR Financial Services, Inc. 48,756 399,000 0.87%
21 VestGen Investment Management 45,000 368,000 0.80%
22 KALOS MANAGEMENT, INC. 41,218 337,000 0.73%
23 Cambridge Investment Research Advisors, Inc. 36,164 296,000 0.65%
24 Aviance Capital Partners, LLC 35,700 292,000 0.64%
25 Perigon Wealth Management, LLC 34,792 289,000 0.63%
26 AMERIPRISE FINANCIAL INC 34,909 286,000 0.62%
27 IFC Holdings Incorporated/FL 33,913 277,000 0.60%
28 Investors Capital Advisory Services 31,620 258,000 0.56%
29 ROYAL BANK OF CANADA 30,197 247,000 0.54%
30 GOULD ASSET MANAGEMENT LLC /CA/ 28,878 236,000 0.51%
31 First Allied Advisory Services, Inc. 28,318 232,000 0.51%
32 S. R. Schill & Associates 28,297 231,000 0.50%
33 PINNACLE ASSOCIATES LTD 27,500 225,000 0.49%
34 Concert Wealth Management Inc. 27,445 222,000 0.48%
35 CARL DOMINO INC 23,330 191,000 0.42%
36 Bank of New York Mellon Corp 22,369 183,000 0.40%
37 Creative Planning 19,770 162,000 0.35%
38 Private Advisor Group, LLC 19,496 159,000 0.35%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,143 157,000 0.34%
40 TRUSTMARK BANK TRUST DEPARTMENT 18,448 151,000 0.33%
41 WFG Advisors, LP 16,994 139,000 0.30%
42 UNITED CAPITAL FINANCIAL ADVISORS, LLC 16,832 138,000 0.30%
43 Roof Eidam Maycock Peralta, LLC 15,517 127,000 0.28%
44 Cetera Advisors LLC 13,909 114,000 0.25%
45 PNC FINANCIAL SERVICES GROUP, INC. 13,716 112,000 0.24%
46 OPERA TRADING CAPITAL 13,367 109,000 0.24%
47 Traynor Capital Management, Inc. 11,895 97,000 0.21%
48 Essex Financial Services, Inc. 10,921 89,000 0.19%
49 Apriem Advisors 8,522 70,000 0.15%
50 IFP ADVISORS, INC 8,345 68,000 0.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.