| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 695,803 | 8,162,000 | 19.42% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 525,596 | 6,165,000 | 14.67% | ||
| 3 | BB&T SECURITIES, LLC | 30,000 | 3,519,000 | 8.37% | ||
| 4 | Nuveen Asset Management, LLC | 263,500 | 3,091,000 | 7.35% | ||
| 5 | Invesco Ltd. | 222,518 | 2,610,000 | 6.21% | ||
| 6 | MORGAN STANLEY | 210,040 | 2,464,000 | 5.86% | ||
| 7 | Shaker Financial Services, LLC | 204,025 | 2,393,000 | 5.69% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 151,902 | 1,782,000 | 4.24% | ||
| 9 | Mariner, LLC | 93,856 | 1,101,000 | 2.62% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 92,336 | 1,084,000 | 2.58% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 90,056 | 1,056,000 | 2.51% | ||
| 12 | LPL Financial LLC | 85,941 | 1,008,000 | 2.40% | ||
| 13 | SUNTRUST BANKS INC | 81,525 | 956,000 | 2.27% | ||
| 14 | KMS FINANCIAL SERVICES, INC | 76,081 | 892,000 | 2.12% | ||
| 15 | WELLS FARGO & COMPANY/MN | 72,958 | 855,000 | 2.03% | ||
| 16 | MSI Financial Services Inc | 67,184 | 788,000 | 1.87% | ||
| 17 | UBS AG | 55,282 | 648,000 | 1.54% | ||
| 18 | NATIONAL PLANNING CORP | 47,664 | 559,000 | 1.33% | ||
| 19 | Creative Planning | 43,732 | 513,000 | 1.22% | ||
| 20 | SHUFRO ROSE & CO LLC | 41,950 | 492,000 | 1.17% | ||
| 21 | CITIGROUP INC | 26,787 | 315,000 | 0.75% | ||
| 22 | Commonwealth Equity Services, Inc | 26,604 | 312,000 | 0.74% | ||
| 23 | BLB&B Advisors, LLC | 16,466 | 193,000 | 0.46% | ||
| 24 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,128 | 177,000 | 0.42% | ||
| 25 | ROYAL BANK OF CANADA | 14,920 | 175,000 | 0.42% | ||
| 26 | BENJAMIN F. EDWARDS & COMPANY, INC. | 10,812 | 127,000 | 0.30% | ||
| 27 | BANK OF MONTREAL /CAN/ | 10,075 | 118,000 | 0.28% | ||
| 28 | AMERIPRISE FINANCIAL INC | 8,738 | 102,000 | 0.24% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 8,000 | 94,000 | 0.22% | ||
| 30 | CAPTRUST FINANCIAL ADVISORS | 7,306 | 85,000 | 0.20% | ||
| 31 | BARCLAYS PLC | 4,700 | 52,000 | 0.12% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 2,400 | 28,000 | 0.07% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 2,330 | 27,331 | 0.07% | ||
| 34 | FIFTH THIRD BANCORP | 2,300 | 27,000 | 0.06% | ||
| 35 | NEW ENGLAND SECURITIES CORP /MA/ | 1,600 | 19,000 | 0.05% | ||
| 36 | FIRST FINANCIAL CORP /IN/ | 1,250 | 15,000 | 0.04% | ||
| 37 | US BANCORP \DE\ | 1,300 | 15,000 | 0.04% | ||
| 38 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
