| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Horizon Kinetics LLC | 796,137 | 9,824,000 | 22.59% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 432,170 | 5,333,000 | 12.26% | ||
| 3 | BB&T SECURITIES, LLC | 30,970 | 3,821,000 | 8.79% | ||
| 4 | Invesco Ltd. | 297,083 | 3,666,000 | 8.43% | ||
| 5 | Nuveen Asset Management, LLC | 243,500 | 3,005,000 | 6.91% | ||
| 6 | MORGAN STANLEY | 196,794 | 2,429,000 | 5.59% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 163,854 | 2,021,000 | 4.65% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 160,502 | 1,981,000 | 4.56% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 95,341 | 1,177,000 | 2.71% | ||
| 10 | SUNTRUST BANKS INC | 91,525 | 1,129,000 | 2.60% | ||
| 11 | Mariner, LLC | 80,223 | 990,000 | 2.28% | ||
| 12 | LPL Financial LLC | 78,617 | 970,000 | 2.23% | ||
| 13 | WELLS FARGO & COMPANY/MN | 73,833 | 911,000 | 2.09% | ||
| 14 | Creative Planning | 70,274 | 867,000 | 1.99% | ||
| 15 | Shaker Financial Services, LLC | 63,842 | 788,000 | 1.81% | ||
| 16 | UBS AG | 58,146 | 718,000 | 1.65% | ||
| 17 | SHUFRO ROSE & CO LLC | 42,900 | 529,000 | 1.22% | ||
| 18 | NATIONAL PLANNING CORP | 42,629 | 526,000 | 1.21% | ||
| 19 | ROYAL BANK OF CANADA | 37,042 | 457,000 | 1.05% | ||
| 20 | Commonwealth Equity Services, Inc | 26,933 | 332,000 | 0.76% | ||
| 21 | FIRST FOUNDATION ADVISORS | 26,127 | 322,000 | 0.74% | ||
| 22 | KMS FINANCIAL SERVICES, INC | 25,495 | 315,000 | 0.72% | ||
| 23 | WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV | 17,900 | 208,000 | 0.48% | ||
| 24 | BLB&B Advisors, LLC | 16,472 | 203,000 | 0.47% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,327 | 201,000 | 0.46% | ||
| 26 | BANK OF MONTREAL /CAN/ | 10,075 | 124,000 | 0.29% | ||
| 27 | BENJAMIN F. EDWARDS & COMPANY, INC. | 9,822 | 121,000 | 0.28% | ||
| 28 | AMERIPRISE FINANCIAL INC | 8,663 | 107,000 | 0.25% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 8,000 | 98,720 | 0.23% | ||
| 30 | CAPTRUST FINANCIAL ADVISORS | 6,106 | 75,000 | 0.17% | ||
| 31 | ALLIANCEBERNSTEIN L.P. | 4,400 | 54,000 | 0.12% | ||
| 32 | PNC FINANCIAL SERVICES GROUP, INC. | 2,400 | 30,000 | 0.07% | ||
| 33 | AMERICAN INTERNATIONAL GROUP, INC. | 2,330 | 28,752 | 0.07% | ||
| 34 | FIFTH THIRD BANCORP | 2,300 | 28,000 | 0.06% | ||
| 35 | CITIGROUP INC | 2,165 | 27,000 | 0.06% | ||
| 36 | NEW ENGLAND SECURITIES CORP /MA/ | 1,600 | 20,000 | 0.05% | ||
| 37 | US BANCORP \DE\ | 1,300 | 16,000 | 0.04% | ||
| 38 | D.A. DAVIDSON & CO. | 1,000 | 12,000 | 0.03% | ||
| 39 | WFG Advisors, LP | 1,000 | 12,000 | 0.03% | ||
| 40 | Tower Research Capital LLC (TRC) | 680 | 8,000 | 0.02% | ||
| 41 | MSI Financial Services Inc | 377 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
