| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 960,952 | 10,273,000 | 20.97% | ||
| 2 | ROYAL BANK OF CANADA | 950,839 | 10,165,000 | 20.75% | ||
| 3 | Horizon Kinetics LLC | 512,641 | 5,480,000 | 11.19% | ||
| 4 | Invesco Ltd. | 234,110 | 2,502,000 | 5.11% | ||
| 5 | Creative Planning | 192,638 | 2,059,000 | 4.20% | ||
| 6 | Nuveen Asset Management, LLC | 188,500 | 2,015,000 | 4.11% | ||
| 7 | NATIONAL PLANNING CORP | 192,212 | 2,001,000 | 4.09% | ||
| 8 | Laurion Capital Management LP | 163,758 | 1,751,000 | 3.57% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 154,430 | 1,651,000 | 3.37% | ||
| 10 | MORGAN STANLEY | 123,070 | 1,315,000 | 2.68% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 98,077 | 1,048,000 | 2.14% | ||
| 12 | FIRST FOUNDATION ADVISORS | 83,357 | 891,000 | 1.82% | ||
| 13 | BB&T SECURITIES, LLC | 76,560 | 818,000 | 1.67% | ||
| 14 | SONORA INVESTMENT MANAGEMENT, LLC | 66,676 | 712,766 | 1.46% | ||
| 15 | SUNTRUST BANKS INC | 57,213 | 611,000 | 1.25% | ||
| 16 | WELLS FARGO & COMPANY/MN | 56,028 | 599,000 | 1.22% | ||
| 17 | LPL Financial LLC | 54,819 | 580,000 | 1.18% | ||
| 18 | Commonwealth Equity Services, Inc | 51,899 | 555,000 | 1.13% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 46,252 | 494,000 | 1.01% | ||
| 20 | SHUFRO ROSE & CO LLC | 42,700 | 456,000 | 0.93% | PRN | |
| 21 | UBS Group AG | 36,877 | 394,000 | 0.80% | ||
| 22 | TELEMUS CAPITAL, LLC | 36,000 | 385,000 | 0.79% | ||
| 23 | Cambridge Investment Research Advisors, Inc. | 24,879 | 266,000 | 0.54% | ||
| 24 | ADVISOR GROUP, INC. | 21,528 | 230,000 | 0.47% | ||
| 25 | Shaker Financial Services, LLC | 21,407 | 229,000 | 0.47% | ||
| 26 | Virtu KCG Holdings LLC | 21,293 | 228,000 | 0.47% | ||
| 27 | INVESTMENT CENTERS OF AMERICA INC | 17,207 | 184,000 | 0.38% | ||
| 28 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,545 | 177,000 | 0.36% | ||
| 29 | Cetera Advisors LLC | 16,543 | 176,000 | 0.36% | ||
| 30 | MSI Financial Services Inc | 14,340 | 153,000 | 0.31% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 11,955 | 128,000 | 0.26% | ||
| 32 | BLB&B Advisors, LLC | 11,274 | 121,000 | 0.25% | ||
| 33 | CORNERSTONE ADVISORY, LLC | 10,149 | 108,000 | 0.22% | ||
| 34 | PNC FINANCIAL SERVICES GROUP, INC. | 4,100 | 44,000 | 0.09% | ||
| 35 | CUTLER GROUP LLC / CA | 3,600 | 38,000 | 0.08% | ||
| 36 | US BANCORP \DE\ | 3,365 | 36,000 | 0.07% | ||
| 37 | CAPTRUST FINANCIAL ADVISORS | 3,000 | 31,000 | 0.06% | ||
| 38 | IFP ADVISORS, INC | 2,380 | 25,000 | 0.05% | ||
| 39 | BENJAMIN F. EDWARDS & COMPANY, INC. | 2,092 | 22,000 | 0.04% | ||
| 40 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.02% | ||
| 41 | Ironwood Financial, llc | 500 | 5,000 | 0.01% | ||
| 42 | GENEOS WEALTH MANAGEMENT INC. | 500 | 5,000 | 0.01% | ||
| 43 | FIFTH THIRD BANCORP | 300 | 3,000 | 0.01% | ||
| 44 | PENSERRA CAPITAL MANAGEMENT LLC | 361 | 3,000 | 0.01% | ||
| 45 | INTEGRATED WEALTH MANAGEMENT | 270 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
