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PIMCO INCOME STRATEGY FD
PIMCO INCOME STRATEGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $55,403,561.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 1,288,769 15,143,000 27.33%
2 Horizon Kinetics LLC 754,878 8,870,000 16.01%
3 GUGGENHEIM CAPITAL LLC 487,671 5,730,000 10.34%
4 Invesco Ltd. 472,817 5,556,000 10.03%
5 BB&T SECURITIES, LLC 47,080 5,531,000 9.98%
6 Nuveen Asset Management, LLC 218,500 2,567,000 4.63%
7 ROYAL BANK OF CANADA 185,822 2,183,000 3.94%
8 MORGAN STANLEY 169,862 1,996,000 3.60%
9 SUNTRUST BANKS INC 81,525 957,000 1.73%
10 LPL Financial LLC 78,190 919,000 1.66%
11 Creative Planning 69,911 821,000 1.48%
12 WELLS FARGO & COMPANY/MN 67,138 789,000 1.42%
13 UBS Group AG 53,524 629,000 1.14%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,728 574,000 1.04%
15 SHUFRO ROSE & CO LLC 42,900 504,000 0.91%
16 NATIONAL PLANNING CORP 40,788 484,561 0.87%
17 FIRST FOUNDATION ADVISORS 39,454 464,000 0.84%
18 Cambridge Investment Research Advisors, Inc. 32,675 384,000 0.69%
19 Commonwealth Equity Services, Inc 27,595 324,000 0.58%
20 GOLDMAN SACHS GROUP INC 19,971 235,000 0.42%
21 BLB&B Advisors, LLC 13,037 153,000 0.28%
22 BENJAMIN F. EDWARDS & COMPANY, INC. 11,722 138,000 0.25%
23 OLD NATIONAL BANCORP /IN/ 10,150 119,000 0.21%
24 B. Riley Wealth Advisors, Inc. 8,000 94,000 0.17%
25 MSI Financial Services Inc 4,072 48,000 0.09%
26 CAPTRUST FINANCIAL ADVISORS 4,000 47,000 0.08%
27 US BANCORP \DE\ 3,300 39,000 0.07%
28 Cowen Prime Services LLC 2,625 31,000 0.06%
29 CITIGROUP INC 2,092 25,000 0.05%
30 NEW ENGLAND SECURITIES CORP /MA/ 1,600 19,000 0.03%
31 WFG Advisors, LP 1,000 12,000 0.02%
32 D.A. DAVIDSON & CO. 1,000 11,000 0.02%
33 FIFTH THIRD BANCORP 300 4,000 0.01%
34 PNC FINANCIAL SERVICES GROUP, INC. 250 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.