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PIMCO INCOME STRATEGY FD
PIMCO INCOME STRATEGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 46 Institutional holders with a total value of $49,489,210.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WOLVERINE TRADING LP /BD 44 447 0.00%
2 FIFTH THIRD BANCORP 300 3,000 0.01%
3 INTEGRATED WEALTH MANAGEMENT 270 3,000 0.01%
4 PENSERRA CAPITAL MANAGEMENT LLC 271 3,000 0.01%
5 Ironwood Financial, llc 500 5,000 0.01%
6 GENEOS WEALTH MANAGEMENT INC. 500 5,000 0.01%
7 Tower Research Capital LLC (TRC) 960 10,000 0.02%
8 CITIGROUP INC 945 10,000 0.02%
9 D.A. DAVIDSON & CO. 1,000 10,000 0.02%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 1,392 14,000 0.03%
11 IFP ADVISORS, INC 1,350 14,000 0.03%
12 CUTLER GROUP LLC / CA 3,600 36,000 0.07%
13 US BANCORP \DE\ 3,600 37,000 0.07%
14 CAPTRUST FINANCIAL ADVISORS 4,000 41,000 0.08%
15 PNC FINANCIAL SERVICES GROUP, INC. 4,100 42,000 0.08%
16 CORNERSTONE ADVISORY, LLC 10,207 105,000 0.21%
17 BLB&B Advisors, LLC 11,264 116,000 0.23%
18 Raymond James Financial Services Advisors, Inc. 13,286 136,000 0.27%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,545 170,000 0.34%
20 Thomas J. Herzfeld Advisors, Inc. 17,520 180,000 0.36%
21 Cetera Advisors LLC 17,543 181,000 0.37%
22 ADVISOR GROUP, INC. 18,406 189,000 0.38%
23 MSI Financial Services Inc 21,745 223,000 0.45%
24 Investors Capital Advisory Services 22,035 226,000 0.46%
25 Cambridge Investment Research Advisors, Inc. 24,570 252,000 0.51%
26 UBS Group AG 28,091 288,000 0.58%
27 TELEMUS CAPITAL, LLC 36,000 370,000 0.75%
28 LPL Financial LLC 40,543 422,000 0.85%
29 SHUFRO ROSE & CO LLC 44,766 460,000 0.93% PRN
30 Commonwealth Equity Services, Inc 44,868 461,000 0.93%
31 BANK OF AMERICA CORP /DE/ 49,656 510,000 1.03%
32 WELLS FARGO & COMPANY/MN 51,911 533,000 1.08%
33 SUNTRUST BANKS INC 57,213 587,000 1.19%
34 SONORA INVESTMENT MANAGEMENT, LLC 66,676 684,763 1.38%
35 BB&T SECURITIES, LLC 71,383 733,000 1.48%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 74,678 767,000 1.55%
37 FIRST FOUNDATION ADVISORS 87,616 900,000 1.82%
38 MORGAN STANLEY 122,867 1,262,000 2.55%
39 Creative Planning 173,604 1,783,000 3.60%
40 Nuveen Asset Management, LLC 188,500 1,936,000 3.91%
41 NATIONAL PLANNING CORP 195,062 2,017,000 4.08%
42 GUGGENHEIM CAPITAL LLC 253,820 2,607,000 5.27%
43 Invesco Ltd. 312,258 3,207,000 6.48%
44 Horizon Kinetics LLC 576,772 5,924,000 11.97%
45 ROYAL BANK OF CANADA 934,990 9,603,000 19.40%
46 SIT INVESTMENT ASSOCIATES INC 1,209,674 12,423,000 25.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.