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PIPER JAFFRAY COS
PIPER JAFFRAY COS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 169 Institutional holders with a total value of $540,484,588.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 BNP PARIBAS FINANCIAL MARKETS 50 2,193 0.00%
152 BENJAMIN F. EDWARDS & COMPANY, INC. 43 2,000 0.00%
153 DUNCKER STREETT & CO INC 43 2,000 0.00%
154 1919 Investment Counsel, LLC 19 1,000 0.00%
155 Transamerica Financial Advisors, LLC 1 1,000 0.00%
156 MCF Advisors LLC 18 1,000 0.00%
157 WHITTIER TRUST CO 14 1,000 0.00%
158 WFG Advisors, LP 13 1,000 0.00%
159 West Oak Capital, LLC 17 779 0.00%
160 Highlander Capital Management, LLC 12 550 0.00%
161 CT Financial Advisors LLC 4 210 0.00%
162 THOMPSON DAVIS & CO., INC. 7 0 0.00%
163 Bank of Kentucky, Inc. 1 0 0.00%
164 Johnson Financial Group, Inc. 9 0 0.00%
165 CAPITAL GUARDIAN TRUST CO 1 0 0.00%
166 HABERER REGISTERED INVESTMENT ADVISOR INC 5 0 0.00% SH
167 Tradewinds Capital Management, LLC 2 0 0.00%
168 Carroll Financial Associates, Inc. 5 0 0.00%
169 Focused Wealth Management, Inc 2 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.