Dark
Light
System
Security
Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 15 Institutional holders with a total value of $7,734,020.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,416,666 4,169,000 53.90%
2 Cormorant Asset Management, LP 1,081,867 3,179,000 41.10%
3 BANK OF MONTREAL /CAN/ 52,841 159,000 2.06%
4 BAKER BROS. ADVISORS LP 33,397 100,000 1.29%
5 ROYAL BANK OF CANADA 14,183 42,000 0.54%
6 Callan Capital, LLC 12,000 36,000 0.47%
7 Knoll Capital Management, LLC 11,933 34,000 0.44%
8 UBS Group AG 2,826 8,000 0.10%
9 BANK OF AMERICA CORP /DE/ 1,000 3,000 0.04%
10 Tower Research Capital LLC (TRC) 787 2,000 0.03%
11 MORGAN STANLEY 720 2,000 0.03%
12 SONORA INVESTMENT MANAGEMENT, LLC 8 20 0.00%
13 TORONTO DOMINION BANK 127 0 0.00%
14 CITIGROUP INC 2 0 0.00%
15 DEUTSCHE BANK AG\ 48 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.