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Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 14 Institutional holders with a total value of $11,960,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,416,666 6,159,000 51.50%
2 Cormorant Asset Management, LP 1,081,867 4,713,000 39.41%
3 BANK OF MONTREAL /CAN/ 65,060 280,000 2.34%
4 BVF INC/IL 41,600 179,000 1.50%
5 BAKER BROS. ADVISORS LP 33,397 144,000 1.20%
6 Trellus Management Company, LLC 29,031 125,000 1.05%
7 Weiss Multi-Strategy Advisers LLC 25,000 108,000 0.90%
8 DAFNA Capital Management LLC 19,239 83,000 0.69%
9 ROYAL BANK OF CANADA 16,888 72,000 0.60%
10 Knoll Capital Management, LLC 11,933 51,000 0.43%
11 Tower Research Capital LLC (TRC) 9,988 43,000 0.36%
12 MORGAN STANLEY 600 3,000 0.03%
13 TORONTO DOMINION BANK 42 0 0.00%
14 CITIGROUP INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.