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Aptose Biosciences Inc Com New
Aptose Biosciences Inc Com New. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 18 Institutional holders with a total value of $16,323,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FRANKLIN RESOURCES INC 1,416,666 7,259,000 44.47%
2 Cormorant Asset Management, LP 1,081,867 5,542,000 33.95%
3 SPHERA FUNDS MANAGEMENT LTD. 221,096 1,415,000 8.67%
4 BVF INC/IL 105,429 538,000 3.30%
5 BANK OF MONTREAL /CAN/ 91,363 466,000 2.85%
6 DAFNA Capital Management LLC 70,396 359,000 2.20%
7 BAKER BROS. ADVISORS LP 33,397 170,000 1.04%
8 Weiss Multi-Strategy Advisers LLC 25,000 128,000 0.78%
9 Trellus Management Company, LLC 21,400 109,000 0.67%
10 Knoll Capital Management, LLC 20,000 102,000 0.62%
11 ROYAL BANK OF CANADA 17,107 87,000 0.53%
12 Spark Investment Management LLC 12,000 61,000 0.37%
13 Tower Research Capital LLC (TRC) 11,502 59,000 0.36%
14 DEUTSCHE BANK AG\ 4,787 24,000 0.15%
15 MORGAN STANLEY 621 3,000 0.02%
16 1832 Asset Management L.P. 100 1,000 0.01%
17 TORONTO DOMINION BANK 76 0 0.00%
18 CITIGROUP INC 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.