| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 69,209 | 1,259,000 | 29.71% | ||
| 2 | Janney Montgomery Scott LLC | 65,603 | 1,193,000 | 28.16% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 63,605 | 1,157,000 | 27.31% | ||
| 4 | USCA RIA LLC | 12,011 | 218,000 | 5.15% | ||
| 5 | MORGAN STANLEY | 6,853 | 124,000 | 2.93% | ||
| 6 | Pinnacle Summer Investments, Inc. | 6,100 | 111,000 | 2.62% | ||
| 7 | Tower Research Capital LLC (TRC) | 5,802 | 106,000 | 2.50% | ||
| 8 | ROYAL BANK OF CANADA | 3,025 | 55,000 | 1.30% | ||
| 9 | UBS Group AG | 747 | 14,000 | 0.33% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
