| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | USCA RIA LLC | 188,406 | 12,527,000 | 27.33% | ||
| 2 | GFS Advisors, LLC | 188,406 | 12,527,000 | 27.33% | ||
| 3 | CREDIT SUISSE AG/ | 655,132 | 9,853,000 | 21.50% | ||
| 4 | Raymond James Financial Services Advisors, Inc. | 203,600 | 3,062,000 | 6.68% | ||
| 5 | Janney Montgomery Scott LLC | 165,245 | 2,485,000 | 5.42% | ||
| 6 | HHG & Company, LLC | 82,797 | 1,245,000 | 2.72% | PRN | |
| 7 | RAYMOND JAMES & ASSOCIATES | 69,793 | 1,050,000 | 2.29% | ||
| 8 | GSA CAPITAL PARTNERS LLP | 45,323 | 682,000 | 1.49% | ||
| 9 | Penbrook Management LLC | 31,480 | 473,000 | 1.03% | ||
| 10 | SANDERS MORRIS HARRIS INC/FA | 28,680 | 432,000 | 0.94% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 27,710 | 417,000 | 0.91% | ||
| 12 | Salient Capital Advisors, LLC | 20,690 | 311,000 | 0.68% | ||
| 13 | BAIRD FINANCIAL GROUP, INC. | 14,600 | 220,000 | 0.48% | ||
| 14 | STEEL GROVE CAPITAL ADVISORS, LLC | 13,765 | 207,000 | 0.45% | ||
| 15 | UBS Group AG | 10,506 | 158,000 | 0.34% | ||
| 16 | ROYAL BANK OF CANADA | 7,115 | 107,000 | 0.23% | ||
| 17 | MORGAN STANLEY | 2,421 | 37,000 | 0.08% | ||
| 18 | Walleye Trading LLC | 1,800 | 27,000 | 0.06% | ||
| 19 | Tower Research Capital LLC (TRC) | 403 | 6,000 | 0.01% | ||
| 20 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 220 | 3,000 | 0.01% | ||
| 21 | CITIGROUP INC | 2 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
