| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 655,132 | 9,748,000 | 61.90% | ||
| 2 | Janney Montgomery Scott LLC | 82,728 | 1,231,000 | 7.82% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 68,283 | 1,016,000 | 6.45% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 64,920 | 966,000 | 6.13% | ||
| 5 | Raymond James Financial Services Advisors, Inc. | 40,267 | 599,000 | 3.80% | ||
| 6 | GSA CAPITAL PARTNERS LLP | 32,850 | 489,000 | 3.11% | ||
| 7 | Penbrook Management LLC | 30,400 | 452,000 | 2.87% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,444 | 289,000 | 1.84% | ||
| 9 | USCA RIA LLC | 13,362 | 199,000 | 1.26% | ||
| 10 | BAIRD FINANCIAL GROUP, INC. | 12,082 | 180,000 | 1.14% | ||
| 11 | MORGAN STANLEY | 9,823 | 146,000 | 0.93% | ||
| 12 | UBS Group AG | 9,300 | 138,000 | 0.88% | ||
| 13 | ROYAL BANK OF CANADA | 6,425 | 95,000 | 0.60% | ||
| 14 | Pinnacle Summer Investments, Inc. | 6,100 | 95,000 | 0.60% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 5,500 | 82,000 | 0.52% | ||
| 16 | WELLS FARGO & COMPANY/MN | 1,200 | 18,000 | 0.11% | ||
| 17 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 220 | 3,000 | 0.02% | ||
| 18 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
