| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 90,548 | 1,461,000 | 22.25% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 89,265 | 1,441,000 | 21.95% | ||
| 3 | Janney Montgomery Scott LLC | 76,853 | 1,240,407 | 18.89% | ||
| 4 | Penbrook Management LLC | 30,400 | 491,000 | 7.48% | ||
| 5 | GSA CAPITAL PARTNERS LLP | 25,150 | 406,000 | 6.18% | ||
| 6 | USCA RIA LLC | 15,334 | 247,000 | 3.76% | ||
| 7 | Moors & Cabot, Inc. | 14,665 | 236,000 | 3.59% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 13,618 | 220,000 | 3.35% | ||
| 9 | DEUTSCHE BANK AG\ | 11,200 | 180,000 | 2.74% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 10,300 | 166,000 | 2.53% | ||
| 11 | UBS Group AG | 8,232 | 133,000 | 2.03% | ||
| 12 | ROYAL BANK OF CANADA | 6,925 | 112,000 | 1.71% | ||
| 13 | MORGAN STANLEY | 6,909 | 111,000 | 1.69% | ||
| 14 | Pinnacle Summer Investments, Inc. | 6,100 | 98,000 | 1.49% | ||
| 15 | Camarda Financial Advisors, LLC | 1,200 | 19,000 | 0.29% | ||
| 16 | Tower Research Capital LLC (TRC) | 234 | 4,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
