| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 655,132 | 9,591,000 | 59.73% | ||
| 2 | Janney Montgomery Scott LLC | 149,748 | 2,192,000 | 13.65% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 67,945 | 995,000 | 6.20% | ||
| 4 | GSA CAPITAL PARTNERS LLP | 39,750 | 582,000 | 3.62% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 38,924 | 570,000 | 3.55% | ||
| 6 | Penbrook Management LLC | 31,480 | 461,000 | 2.87% | ||
| 7 | Raymond James Financial Services Advisors, Inc. | 28,897 | 423,000 | 2.63% | ||
| 8 | Pinnacle Summer Investments, Inc. | 22,380 | 328,000 | 2.04% | ||
| 9 | BAIRD FINANCIAL GROUP, INC. | 15,582 | 228,000 | 1.42% | ||
| 10 | USCA RIA LLC | 12,493 | 183,000 | 1.14% | ||
| 11 | Virtu KCG Holdings LLC | 10,677 | 156,000 | 0.97% | ||
| 12 | UBS Group AG | 9,441 | 138,000 | 0.86% | ||
| 13 | ROYAL BANK OF CANADA | 7,925 | 116,000 | 0.72% | ||
| 14 | MORGAN STANLEY | 3,003 | 44,000 | 0.27% | ||
| 15 | PRELUDE CAPITAL MANAGEMENT, LLC | 1,800 | 26,000 | 0.16% | ||
| 16 | Walleye Trading LLC | 800 | 12,000 | 0.07% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 537 | 8,000 | 0.05% | ||
| 18 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 220 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
