| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 655,132 | 11,504,000 | 29.00% | ||
| 2 | STEEL GROVE CAPITAL ADVISORS, LLC | 520,935 | 9,148,000 | 23.06% | ||
| 3 | Janney Montgomery Scott LLC | 177,412 | 3,115,000 | 7.85% | ||
| 4 | USCA RIA LLC | 112,868 | 1,982,000 | 5.00% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 98,548 | 1,730,000 | 4.36% | ||
| 6 | BARD ASSOCIATES INC | 78,500 | 1,378,000 | 3.47% | ||
| 7 | HighTower Advisors, LLC | 77,415 | 1,358,000 | 3.42% | ||
| 8 | DEUTSCHE BANK AG\ | 71,500 | 1,255,000 | 3.16% | ||
| 9 | Salient Capital Advisors, LLC | 67,715 | 1,189,000 | 3.00% | ||
| 10 | RENAISSANCE TECHNOLOGIES LLC | 65,244 | 1,146,000 | 2.89% | ||
| 11 | AVENIR CORP | 63,145 | 1,109,000 | 2.80% | ||
| 12 | Raymond James Financial Services Advisors, Inc. | 48,265 | 848,000 | 2.14% | ||
| 13 | CORRADO ADVISORS, LLC | 44,685 | 785,000 | 1.98% | ||
| 14 | GUGGENHEIM CAPITAL LLC | 39,360 | 691,000 | 1.74% | ||
| 15 | GSA CAPITAL PARTNERS LLP | 35,403 | 622,000 | 1.57% | ||
| 16 | SANDERS MORRIS HARRIS INC/FA | 30,680 | 539,000 | 1.36% | ||
| 17 | Penbrook Management LLC | 30,480 | 535,000 | 1.35% | ||
| 18 | A. D. Beadell Investment Counsel, Inc. | 10,900 | 191,000 | 0.48% | ||
| 19 | UBS Group AG | 8,899 | 156,000 | 0.39% | ||
| 20 | ROYAL BANK OF CANADA | 8,565 | 150,000 | 0.38% | ||
| 21 | CENTRAL TRUST Co | 6,400 | 112,000 | 0.28% | PRN | |
| 22 | SeaBridge Investment Advisors LLC | 3,850 | 68,000 | 0.17% | ||
| 23 | MORGAN STANLEY | 1,500 | 26,000 | 0.07% | ||
| 24 | WELLS FARGO & COMPANY/MN | 1,001 | 18,000 | 0.05% | ||
| 25 | Tower Research Capital LLC (TRC) | 589 | 10,000 | 0.03% | ||
| 26 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 143 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
