| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | B. Riley Wealth Advisors, Inc. | 33,648 | 3,727,000 | 30.32% | ||
| 2 | Yakira Capital Management, Inc. | 168,596 | 3,375,000 | 27.45% | SH | |
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 148,988 | 2,983,000 | 24.26% | ||
| 4 | NATIONAL PLANNING CORP | 27,706 | 564,925 | 4.60% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 20,119 | 403,000 | 3.28% | ||
| 6 | SG Americas Securities, LLC | 16,239 | 325,000 | 2.64% | ||
| 7 | CLOUGH CAPITAL PARTNERS L P | 13,650 | 273,000 | 2.22% | ||
| 8 | LPL Financial LLC | 10,334 | 207,000 | 1.68% | ||
| 9 | WOLVERINE ASSET MANAGEMENT LLC | 8,867 | 177,000 | 1.44% | ||
| 10 | UBS Group AG | 3,784 | 76,000 | 0.62% | ||
| 11 | Creative Planning | 3,419 | 68,000 | 0.55% | ||
| 12 | MORGAN STANLEY | 1,459 | 29,000 | 0.24% | ||
| 13 | D.A. DAVIDSON & CO. | 1,039 | 20,000 | 0.16% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 859 | 17,000 | 0.14% | ||
| 15 | Tower Research Capital LLC (TRC) | 871 | 17,000 | 0.14% | ||
| 16 | Camarda Financial Advisors, LLC | 624 | 12,000 | 0.10% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 555 | 11,000 | 0.09% | ||
| 18 | MSI Financial Services Inc | 425 | 9,000 | 0.07% | ||
| 19 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
