| 1 |
Yakira Capital Management, Inc. |
251,080 |
3,676,000 |
22.40% |
|
SH |
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
227,922 |
3,337,000 |
20.33% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
97,877 |
1,433,000 |
8.73% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
93,518 |
1,369,000 |
8.34% |
|
|
| 5 |
Raymond James Financial Services Advisors, Inc. |
83,451 |
1,222,000 |
7.45% |
|
|
| 6 |
WEDBUSH SECURITIES INC |
72,481 |
1,061,000 |
6.47% |
|
|
| 7 |
CSS LLC/IL |
58,828 |
861,000 |
5.25% |
|
|
| 8 |
CLOUGH CAPITAL PARTNERS L P |
48,000 |
703,000 |
4.28% |
|
|
| 9 |
Creative Planning |
32,724 |
479,000 |
2.92% |
|
|
| 10 |
LPL Financial LLC |
25,632 |
382,000 |
2.33% |
|
|
| 11 |
B. Riley Wealth Advisors, Inc. |
23,191 |
340,000 |
2.07% |
|
|
| 12 |
Investors Capital Advisory Services |
18,485 |
270,000 |
1.65% |
|
|
| 13 |
Virtu KCG Holdings LLC |
18,240 |
267,000 |
1.63% |
|
|
| 14 |
Fort Point Capital Partners LLC |
15,000 |
220,000 |
1.34% |
|
|
| 15 |
Cambridge Investment Research Advisors, Inc. |
12,355 |
181,000 |
1.10% |
|
|
| 16 |
Commonwealth Equity Services, Inc |
12,322 |
180,000 |
1.10% |
|
|
| 17 |
Private Advisor Group, LLC |
11,124 |
163,000 |
0.99% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
6,413 |
93,000 |
0.57% |
|
|
| 19 |
MSI Financial Services Inc |
3,588 |
53,000 |
0.32% |
|
|
| 20 |
GENEOS WEALTH MANAGEMENT INC. |
2,054 |
30,000 |
0.18% |
|
|
| 21 |
MORGAN STANLEY |
1,332 |
20,000 |
0.12% |
|
|
| 22 |
D.A. DAVIDSON & CO. |
1,039 |
15,000 |
0.09% |
|
|
| 23 |
CITIGROUP INC |
800 |
12,000 |
0.07% |
|
|
| 24 |
NEXT Financial Group, Inc |
802 |
11,000 |
0.07% |
|
|
| 25 |
ROYAL BANK OF CANADA |
570 |
8,000 |
0.05% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
354 |
6,000 |
0.04% |
|
|
| 27 |
FIFTH THIRD BANCORP |
395 |
6,000 |
0.04% |
|
|
| 28 |
UBS Group AG |
402 |
6,000 |
0.04% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
239 |
3,000 |
0.02% |
|
|
| 30 |
PIERSHALE FINANCIAL GROUP, INC. |
143 |
2,000 |
0.01% |
|
|
| 31 |
IFP ADVISORS, INC |
111 |
2,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
5 |
0 |
0.00% |
|
|
