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CORNERSTONE STRATEGIC VALUE
CORNERSTONE STRATEGIC VALUE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 29 Institutional holders with a total value of $7,398,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Yakira Capital Management, Inc. 125,725 2,059,000 27.83% SH
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 60,144 985,000 13.31%
3 WEDBUSH SECURITIES INC 48,215 790,000 10.68%
4 Creative Planning 44,916 736,000 9.95%
5 B. Riley Wealth Advisors, Inc. 24,402 400,000 5.41%
6 Virtu KCG Holdings LLC 21,052 345,000 4.66%
7 LPL Financial LLC 18,352 306,000 4.14%
8 Investors Capital Advisory Services 17,646 289,000 3.91%
9 Fort Point Capital Partners LLC 15,000 246,000 3.33%
10 Cetera Advisors LLC 12,795 209,000 2.83%
11 AMERIPRISE FINANCIAL INC 12,347 202,000 2.73%
12 Commonwealth Equity Services, Inc 12,263 201,000 2.72%
13 Private Advisor Group, LLC 11,041 184,000 2.49%
14 ADVISOR GROUP, INC. 8,582 139,000 1.88%
15 MSI Financial Services Inc 4,000 66,000 0.89%
16 MORGAN STANLEY 3,691 60,000 0.81%
17 UBS Group AG 3,123 51,000 0.69%
18 GENEOS WEALTH MANAGEMENT INC. 2,114 34,000 0.46%
19 D.A. DAVIDSON & CO. 1,039 17,000 0.23%
20 IFP ADVISORS, INC 980 16,000 0.22%
21 NEXT Financial Group, Inc 802 13,000 0.18%
22 Thomas J. Herzfeld Advisors, Inc. 769 13,000 0.18%
23 CITIGROUP INC 800 13,000 0.18%
24 BELLWETHER INVESTMENT GROUP, LLC 554 9,000 0.12%
25 FIFTH THIRD BANCORP 395 6,000 0.08%
26 WELLS FARGO & COMPANY/MN 239 4,000 0.05%
27 ROYAL BANK OF CANADA 164 3,000 0.04%
28 PIERSHALE FINANCIAL GROUP, INC. 143 2,000 0.03%
29 BANK OF AMERICA CORP /DE/ 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.