| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 141,944 | 3,031,000 | 67.85% | SH | |
| 2 | RAYMOND JAMES & ASSOCIATES | 20,420 | 436,000 | 9.76% | ||
| 3 | LPL Financial LLC | 15,168 | 324,000 | 7.25% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 14,645 | 313,000 | 7.01% | ||
| 5 | Fort Point Capital Partners LLC | 9,650 | 206,000 | 4.61% | ||
| 6 | MORGAN STANLEY | 1,848 | 39,000 | 0.87% | ||
| 7 | Creative Planning | 1,449 | 31,000 | 0.69% | ||
| 8 | D.A. DAVIDSON & CO. | 1,039 | 22,000 | 0.49% | ||
| 9 | PNC FINANCIAL SERVICES GROUP, INC. | 859 | 18,000 | 0.40% | ||
| 10 | Thomas J. Herzfeld Advisors, Inc. | 574 | 12,000 | 0.27% | ||
| 11 | MSI Financial Services Inc | 425 | 9,000 | 0.20% | ||
| 12 | NEXT Financial Group, Inc | 343 | 7,000 | 0.16% | ||
| 13 | UBS Group AG | 332 | 7,000 | 0.16% | ||
| 14 | CITIGROUP INC | 279 | 6,000 | 0.13% | ||
| 15 | Tower Research Capital LLC (TRC) | 212 | 5,000 | 0.11% | ||
| 16 | WELLS FARGO & COMPANY/MN | 47 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
