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CORNERSTONE STRATEGIC VALUE
CORNERSTONE STRATEGIC VALUE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 27 Institutional holders with a total value of $8,700,891.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Yakira Capital Management, Inc. 306,396 4,817,000 55.36% SH
2 WEDBUSH SECURITIES INC 52,449 824,000 9.47%
3 CSS LLC/IL 43,590 685,000 7.87%
4 B. Riley Wealth Advisors, Inc. 25,541 402,000 4.62%
5 RAYMOND JAMES & ASSOCIATES 24,185 380,000 4.37%
6 Thomas J. Herzfeld Advisors, Inc. 20,974 330,000 3.79%
7 Investors Capital Advisory Services 19,535 307,000 3.53%
8 LPL Financial LLC 15,637 256,000 2.94%
9 SIGNET FINANCIAL MANAGEMENT, LLC 13,703 215,000 2.47%
10 Commonwealth Equity Services, Inc 12,334 194,000 2.23%
11 Creative Planning 4,563 72,000 0.83%
12 MSI Financial Services Inc 2,517 40,000 0.46%
13 BANK OF AMERICA CORP /DE/ 2,013 32,000 0.37%
14 AMERICAN INTERNATIONAL GROUP, INC. 1,806 29,000 0.33%
15 UBS Group AG 1,603 25,000 0.29%
16 MORGAN STANLEY 1,332 21,000 0.24%
17 D.A. DAVIDSON & CO. 1,039 16,000 0.18%
18 PNC FINANCIAL SERVICES GROUP, INC. 859 14,000 0.16%
19 NEXT Financial Group, Inc 802 12,000 0.14%
20 Tower Research Capital LLC (TRC) 642 10,000 0.11%
21 RISK PARADIGM GROUP, LLC 502 7,891 0.09%
22 WELLS FARGO & COMPANY/MN 239 4,000 0.05%
23 Brookstone Capital Management 191 3,000 0.03%
24 PIERSHALE FINANCIAL GROUP, INC. 143 2,000 0.02%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 104 2,000 0.02%
26 ROYAL BANK OF CANADA 62 1,000 0.01%
27 Windsor Capital Management, LLC 19 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.