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CORNERSTONE STRATEGIC VALUE
CORNERSTONE STRATEGIC VALUE. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $12,253,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Yakira Capital Management, Inc. 248,228 3,887,000 31.72% SH
2 Thomas J. Herzfeld Advisors, Inc. 105,925 1,659,000 13.54%
3 SG Americas Securities, LLC 73,571 1,152,000 9.40%
4 WEDBUSH SECURITIES INC 63,421 993,000 8.10%
5 MARINER INVESTMENT GROUP LLC 59,582 933,000 7.61%
6 CSS LLC/IL 46,695 731,000 5.97%
7 NATIONAL PLANNING CORP 49,074 676,000 5.52%
8 LPL Financial LLC 34,168 550,000 4.49%
9 B. Riley Wealth Advisors, Inc. 24,191 379,000 3.09%
10 CLOUGH CAPITAL PARTNERS L P 21,200 332,000 2.71%
11 Investors Capital Advisory Services 19,485 305,000 2.49%
12 Commonwealth Equity Services, Inc 12,263 192,000 1.57%
13 Cambridge Investment Research Advisors, Inc. 11,095 174,000 1.42%
14 Creative Planning 5,663 89,000 0.73%
15 MSI Financial Services Inc 3,219 50,000 0.41%
16 UBS Group AG 2,200 35,000 0.29%
17 AMERICAN INTERNATIONAL GROUP, INC. 1,806 29,000 0.24%
18 MORGAN STANLEY 1,332 21,000 0.17%
19 D.A. DAVIDSON & CO. 1,039 16,000 0.13%
20 CITIGROUP INC 807 13,000 0.11%
21 NEXT Financial Group, Inc 802 12,000 0.10%
22 Tower Research Capital LLC (TRC) 538 8,000 0.07%
23 FIFTH THIRD BANCORP 395 6,000 0.05%
24 WELLS FARGO & COMPANY/MN 239 4,000 0.03%
25 IFP ADVISORS, INC 111 2,000 0.02%
26 PIERSHALE FINANCIAL GROUP, INC. 143 2,000 0.02%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 104 2,000 0.02%
28 ROYAL BANK OF CANADA 68 1,000 0.01%
29 BANK OF AMERICA CORP /DE/ 30 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.