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CORNERSTONE STRATEGIC VALUE
CORNERSTONE STRATEGIC VALUE. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 32 Institutional holders with a total value of $16,411,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 5 0 0.00%
2 PIERSHALE FINANCIAL GROUP, INC. 143 2,000 0.01%
3 IFP ADVISORS, INC 111 2,000 0.01%
4 WELLS FARGO & COMPANY/MN 239 3,000 0.02%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 354 6,000 0.04%
6 FIFTH THIRD BANCORP 395 6,000 0.04%
7 UBS Group AG 402 6,000 0.04%
8 ROYAL BANK OF CANADA 570 8,000 0.05%
9 NEXT Financial Group, Inc 802 11,000 0.07%
10 CITIGROUP INC 800 12,000 0.07%
11 D.A. DAVIDSON & CO. 1,039 15,000 0.09%
12 MORGAN STANLEY 1,332 20,000 0.12%
13 GENEOS WEALTH MANAGEMENT INC. 2,054 30,000 0.18%
14 MSI Financial Services Inc 3,588 53,000 0.32%
15 AMERICAN INTERNATIONAL GROUP, INC. 6,413 93,000 0.57%
16 Private Advisor Group, LLC 11,124 163,000 0.99%
17 Commonwealth Equity Services, Inc 12,322 180,000 1.10%
18 Cambridge Investment Research Advisors, Inc. 12,355 181,000 1.10%
19 Fort Point Capital Partners LLC 15,000 220,000 1.34%
20 Virtu KCG Holdings LLC 18,240 267,000 1.63%
21 Investors Capital Advisory Services 18,485 270,000 1.65%
22 B. Riley Wealth Advisors, Inc. 23,191 340,000 2.07%
23 LPL Financial LLC 25,632 382,000 2.33%
24 Creative Planning 32,724 479,000 2.92%
25 CLOUGH CAPITAL PARTNERS L P 48,000 703,000 4.28%
26 CSS LLC/IL 58,828 861,000 5.25%
27 WEDBUSH SECURITIES INC 72,481 1,061,000 6.47%
28 Raymond James Financial Services Advisors, Inc. 83,451 1,222,000 7.45%
29 MARINER INVESTMENT GROUP LLC 93,518 1,369,000 8.34%
30 Thomas J. Herzfeld Advisors, Inc. 97,877 1,433,000 8.73%
31 RIVERNORTH CAPITAL MANAGEMENT, LLC 227,922 3,337,000 20.33%
32 Yakira Capital Management, Inc. 251,080 3,676,000 22.40% SH

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.